Showing posts with label directing people. Show all posts
Showing posts with label directing people. Show all posts

Wednesday, November 14, 2007

The Goals Continuum

Helping, negotiating, directing

© 2006, Coert Visser and Gwenda Schlundt Bodien

The goals continuum is a model reflecting in which situation you can apply which skill. The extreme left of the continuum describes situations in which the goals of the employee are the center of the discussion. In these situations helping (coaching) is the most suitable approach. The extreme right is about situations in which the goals of the manager are central. Between the two extremes on this continuum are situations that require negotiation.

Managing people is not always an easy thing to do. Take a look at this example:
A manager told us recently: “One of the people in my team, Bert, does not perform well. Time and again he does not meet the deadlines. As a consequence the delivery to our customers is frequently delayed. This has to stop! But no matter how much I try to help him, I can’t seem to get through to him. He gets irritated, he tries to avoid me and he dismisses my suggestions. What am I to do?”

Use the right skills in the right situation
In order to constructively achieve your goals as a manager it is important to apply the right skills at the right time. In the above example this did not happen. The manager tries to solve a problem by helping the employee. However, directing the employee is in order in the above example. Therefore, helping or coaching does not work. It seems like the manager and the subordinate are on a different wave length which causes nothing to change.

The goals continuum
The goals continuum is a model which describes which skills to apply in which circumstances. The extreme left of the continuum describes situations in which the goals of the employee are prevails. In these situations, helping (coaching) is the most suitable approach. The extreme right represent situations in which the goals of the manager prevail. Between the two extremes on this continuum are situations that require negotiation. The figure below represents the continuum.


1. Extreme left of the continuum: Helping
On the extreme left of the continuum, the goals of the employee are leading. This is the case when the manager does not feel the need to change the behavior of the employee. In these situations, the employee wants to change something and the manager is all right with these changes and goals. This can be the case for example when the employee is performing well and is looking for new work challenges. Another example is a situation in which an employee is performing well at work and asks his manager for help regarding a personal problem. In help-requiring situations, the manager can use the solution-focused approach about which we have written several articles (see here, here, here and here).

2. Extreme right of the continuum: Directing
On the extreme right of the continuum, the goals of the manager (and the organization) prevail. The right side of the continuum describes situations in which the manager wants to change something in the behavior of the employee. This can involve two kinds of change:
  1. Imposing limits / correcting: when the employee’s behavior is unacceptable because it is harmful to others or to the organization, it is necessary for the manager to draw boundaries and clarify to the employee that the particular behavior has to stop and change.
  2. Clarifying performance expectations: when the employee does not show the minimally required performance, and the manager has to take action to stimulate the employee to perform up to standard.
As a manager it is to be recommended you prepare your conversation with an employee properly. In your preparation you can come up with answers (preferably in writing) to the following questions:
  1. What do I want the employee to do differently? What does he have to start doing or what does he have to stop doing?
  2. To what end do I expect this of him? What are the advantages of what I expect him to do? To whom and from what perspective are these behaviors useful?
Also, it is useful to ponder the following questions: Do I have a mandate to direct the employee in this way? What exactly is my mandate? Do I have the authority to ask this? When it becomes clear that you can’t answer these questions affirmatively maybe it is better to check this first with your manager. If you find out that you don’t have the required authority you can try to enlarge your mandate by starting a discussion about the topic with your colleagues or superiors.

In the conversation itself you can provide direction in a solution-focused way by being clear and friendly at the same time. You can be both firm and inviting by using questions while you lead. A format for questions which often work well is:
  1. How can you ensure that …… (what you expect from the employee)
  2. so that …… (the advantage of the behavior you expect)
In this article you can read more about how to do this and also about how you can respond to different ways in which employees might respond to your attempt to direct them. The interesting thing about this way of directing is that an authoritative or bossy tone can almost always be avoided - making it much less likely that employees will resist your attempt to direct them.

3. Middle part of the continuum: Negotiating
In the center of the continuum, between Helping and Directing, there is negotiating. The center of the continuum describes situations in which the manager has goals and wants to exercise some influence. But you realize it is not an all or nothing situation. You are prepared to give and take a bit with respect to the moment in which the change has to be realized and in the amount of change that has to be made. You may want to use an “if you do this, I’ll do that” approach.

Preparation is also very useful when you want to negotiate. Questions that can be helpful are: What goals do you minimally want to achieve? What is your negotiating space? What do the both of you agree on?

Experiences
We have trained many managers to use the Goals Continuum. In a group of managers in a large hospital many of them were satisfied with the model because it helped them to prepare much better for difficult conversations. It also helped them to approach the conversations with employees with confidence. In another organization, we trained all management-levels in this solution-focused approach. The advantage they experience is felt both on an individual level and on a group level. They are pleased to have found a shared way of managing people which helps them to achieve their goals more easily and which the employees generally find pleasant.

We end this article with an example on the right side of the continuum


Steve, a manager in a factory department, had to engage in a difficult conversation with Richard, an employee who had several times shown intimidating behavior towards his colleagues. A few colleagues had already said they were afraid of him. Steve had once before said to Richard that he would not accept physically aggressive behavior. Richard had responded evasively and had said:”It is very hard for me to control my temper because I was mistreated as a child myself”. This conversation between Steve and Richard did not lead to a clear understanding and agreement. Recently, there had been a new situation of Richard intimidating a co-worker and Steve wanted to talk about it with him. This time, Steve had prepared well for the conversation. He had written down what he expected of Richard and why. In the conversation he said: “Richard, you are a much appreciated person in this department because of your commitment and your readiness to help others. No wonder we would very much like to keep you around. For that, it will be necessary for you to restrain yourself at all times when you feel angry so that your colleagues can feel safe around you at all times. How can you that care of this?” After a few seconds, Richard responded like this: “I understand you ask this of me but it is very hard for me to control my anger when I feel challenged. Steve responded understandingly but firmly “I can imagine that after what you have told me recently. And given that is hard for you …. How can you still take care of it so that people will feel safe and we can keep on employing you here?” During the conversation Steve kept on coming back to the HOW-question. The conversation proceeded constructively and Richard and Steve made an agreement that Richard would at all times control himself when angry. Richard has since found a way to do this.

Thursday, November 8, 2007

Constructive and Activating Management Techniques

© 2005, Coert Visser and Gwenda Schlundt Bodien

Managers frequently say that directing people can be a challenging task. There can be hard situations in conversations when managers try to direct people. What should you do when an employee reacts defensively and does not acknowledge the point you are trying to make? Or what about an employee who raises all kinds of different subjects and one who complains utterly? This article describes a tool for leading in a constructive and activating manner and for dealing effectively with different kinds of responses by employees.


You are a sales manager responsible for leading a team of salespeople. Mike is a senior salesman with outspoken opinions which he is not shy to share. He does not have a high opinion of Pascal, a junior salesman in the team. Yesterday, there was an incident between Mike and Pascal. Another salesperson has told you that Mike called Pascal a “loser who will never become a good salesman”. The incident is the talk of the day. Pascal has reported sick. This situation is not acceptable to you and you decide to have a talk with Mike.

1. Preparation: What about? What? Why?
You know that this is not a situation which lends itself to a coaching approach. Coaching is a useful approach for helping people solve their problems in cases in which you don’t have an opinion about and a stake in what should happen. In this case you do require a specific outcome and that is why this situation lends itself more for providing direction. Because you notice feeling slightly irritated and you don’t want this conversation to lead to accusations and reproaches you decide to prepare it specifically and constructively. In your preparation you avoid heavy-laden and accusative words while making no concession whatsoever regarding your goal. You phrase this goal as much as you can in terms of desired positive results. By doing that, you maximize the chance the conversation will lead to a positive result. You complete the following sentences:

1. I have noticed that …..
2. How can you accomplish that …… so that …….

Through the first sentence (I have noticed that …) you determine the topic of the conversation (WHAT ABOUT). The first part of the second sentence helps you to make clear WHAT you expect from the employee and the second part helps you to explain WHY you expect this. Through the use of the word ‘how’ you activate the employee to determine the way in which the results will be achieved. You make clear that this is his responsibility. After thinking about it for a minute you write down:

Mike, I have noticed that there is some rumor about an incident between you and Pascal. You appear to have said that Pascal is not suited for his job. To perform well as a team it is necessary that we treat each other respectfully and help each other to achieve good results. How can you ensure that Pascal knows that you respect him and accept him as a colleague, so that the two of you can achieve good results together and contribute to a positive work atmosphere in the team and to good team results?

2. Different types of responses to your direction
Employees can respond in different ways. We distinguish between visitor-typical responses, complainer-typical responses and customer-typical responses (DeJong & Berg, 2001). It is useful to recognize the employee’s type of response so that you can deal with it adequately. Below, the case is elaborated in three ways.

a) Visitor-typical responses are responses in which the employee does not see the usefulness and importance of the conversation with you. In the case of Mike, he would respond in a visitor-typical way when he would say: “What’s the fuss about? Surely, we have better things to do than talk about this kind of trifle?” A good way of responding is:
  • Repeat the nature, the reason and the topic of the conversation
  • Stress the importance: It is important that you … so that ….
  • Activate the employee by repeating: How can you accomplish … so that …
  • Keep on repeating and stressing these elements as long as the employee keeps on responding visitor-typically. Let the power of repetition work for you.
Mike: What’s the fuss about? Surely, we have better things to do than talk about this kind of trifle?
Manager: It is really necessary to talk about it now. It is important that we treat each other respectfully and help each other to achieve good results. How can you make sure that Pascal knows that you respect him and accept him as a colleague, so that the two of you can achieve good results together and contribute to a positive work atmosphere in the team and good team results?

b) Complainer-typical responses are responses in which the employee does see the importance of the conversation and the topic but also complains and/or behaves helpless. Mike would respond complainer-typical when he would say: “Yes, I regret what happened between Pascal and me but he performs so badly that I thought it was time for the truth to be told. He makes so many mistakes!” When confronted with a complainer-typical response it is important to stay patient while sticking to the topic. A good response would be:
  • Show understanding for the perception and the behavior of the employee: Aha, I understand that you …. (You don’t have to agree with what he says!)
  • Activate the employee by repeating: Given that this is the case ……how can you accomplish … so that …
  • Keep on repeating and stressing these elements as long as the employee keeps on responding complainer-typically. Let the power of repetition work for you.
Mike: Yes, I regret what happened between Pascal and me but he performs so badly that I thought it was time for the truth to be told. He makes so many mistakes!
Manager: “Aha, I understand you thought the truth needed to be told because you see Pascal’s mistakes. I can imagine this makes it bit harder to stay respectful. Given that this is so, how can you ensure that Pascal knows that you respect him and accept him as a colleague, so that the two of you can achieve good results together and contribute to a positive work atmosphere in the team and good team results?

c) Customer-typical responses are responses which show the employee sees the importance of the conversation and the topic and wants to live up to the expectations. Mike’s response would be customer-typical when he would say: “Yes, I did not treat him with due respect and I should change that. But he gets on my nerves so much that I don’t know how to control myself. Do you have any tips?” A good way of responding is to start coaching. Mike acknowledges the problem, sees the usefulness and the importance of what you ask of him and asks for your help. To provide help is now the most constructive way of proceeding.

Mike: Yes, I did not treat him with due respect and I should change that. But he gets on my nerves so much that I don’t know how to control myself. Do you have any tips?
Manager: I am glad to hear that you see you did not treat Pascal with due respect and that you want to do something about it. I’d be pleased to help you with that.

When confronted with customer-typical responses, it usually works very well to keep on activating the other person to find his own solutions. It is beyond the scope of this article to describe a complete coaching method. On this site you can find some articles with more information.
Finish the conversation with specific agreements on the results to be accomplished. If you can’t reach that in one conversation, make a new appointment and continue in that conversation until a clear agreement is reached.

Applications and limitations of this approach
The tools in this article can help you to effectively provide direction to employees. We realize this method oversimplifies reality a bit and that management conversations will not always be a piece of cake. This approach can not guarantee success in 100 percent of your difficult conversations. No method can promise that. Many managers, however, have experienced that this approach helps them to lead clearly and constructively and to keep the responsibility for achieving results with the employee. It turns out, clarity and friendliness very often can go hand in hand.

References